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Superglossary - Finance Category: Economy and Finance > Finance Date & country: 16/12/2013, USA Words: 5410

Registered Competitive Market Maker
An NASD-registered dealer who acts as a market maker for a designated over-the-counter stock by buyi

Registered Equity Market Maker
Member firm of the American Stock Exchange registered as a trader to make stabilizing trades for its

Registered Investment Adviser
SEC-registered individual or firm that substantiates completion of education and work experience in

Registered Investment Company
An investment firm which is registered with the SEC and complies with certain stated legal requireme

Registered Options Trader
An American Stock Exchange specialist who monitors a certain group of options to help maintain a fai

Registered Representative
A person registered with the CFTC who is employed by and solicits business for a commission house or

Registered Secondary Offering
A reoffering of a large block of securities, previously publicly issued, by the holder of a large po

Registered Security
Used in the context of general equities. Securities whose owner's name is recorded on the books of t

Registered Trader
A member of the exchange who executes frequent trades for his or her own account.

Registrar
Financial institution appointed to record issue and ownership of company securities.

Registration
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 a

Registration Statement
A legal document filed with the SEC to register securities for public offering that details the purp

Regression
A mathematical technique used to explain and/or predict. The general form is Y = a + bX + u, where Y

Regression Analysis
A statistical technique that can be used to estimate relationships between variables.

Regression Equation
An equation that describes the average relationship between a dependent variable and a set of explan

Regression Toward The Mean
The tendency that a random variable will ultimately have a value closer to its mean value.

Regressive Tax
A tax system that provides that average tax rates decrease with increases in individuals' income bra

Regular Settlement
Transaction in which a stock contract is settled and delivered on the fifth full business day follow

Regular Way Settlement
In the money and bond markets, the standard basis on which some security trades are settled is that

Regulated Commodities
The group of registered commodity futures and options contracts traded on organized U.S. futures exc

Regulated Investment Company
An investment company allowed to pass capital gains, dividends, and interest earned on fund investme

Regulation A
A Federal Reserve Board regulation that exempts small public offerings, valued at less than $1.5MM f

Regulation D
Federal Reserve Board regulation that currently requires member banks to hold reserves against their

Regulation G
Federal Reserve Board regulation of lenders other than commercial banks, brokers, or dealers that pr

Regulation M
Federal Reserve Board regulation that currently requires member banks to hold reserves against their

Regulation Q
Federal Reserve Board regulation imposing caps on the rates that banks may pay on savings and time d

Regulation T
Federal Reserve Board regulation that deals with granting credit to customers by securities brokers,

Regulation U
Federal Reserve Board limit on how much credit a bank can allow a customer for the purchase and carr

Regulatory Pricing Risk
Risk that arises when insurance companies are subject to regulation of the premium rates that can th

Regulatory Surplus
The surplus as measured using regulatory accounting principles (RAP), which may allow the nonmarket

Rehypothecation
Pledging to banks by securities brokers of the amount in customers' margin account as collateral for

Reimbursement
Payment made to someone for out-of-pocket expenses has incurred.

Reinstatement
The restoration of an insurance policy after it has lapsed for nonpayment of premiums.

Reinsurance
The spreading of risk and division of client premiums among insurance companies allowing the sharing

Reinvestment Privilege
A shareholder's right to reinvest dividends and buy more shares in the corporation or mutual fund.

Reinvestment Rate
The rate at which an investor assumes interest payments made on a debt security can be reinvested ov

Reinvestment Risk
The risk that proceeds received in the future may have to be reinvested at a lower potential interes

Reinvoicing Center
A central financial subsidiary an MNC uses to reduce transaction exposure by billing all home countr

Rejection
Refusal by a bank to grant credit, usually because of the applicant's financial history, or refusal

Relative Strength
Movement of a stock price over the past year as compared to a market index (like the S&P 500). A val

Relative Value
The attractiveness measured in terms of risk, liquidity, and return of one instrument relative to an

Relative Yield Spread
The ratio of the yield spread to the yield level. Used for bonds.

Release
Relieve party to a trade of any previously made obligation concerning that trade, hence allowing the

Release Clause
A mortgage provision that releases a pledged asset after a certain portion of the total payments has

Remainderman
One who receives the principal of a trust when it is dissolved.

Remaining Maturity
The length of time remaining until a bond comes due

Remaining Principal Balance
The amount of principal dollars remaining to be paid under a mortgage as of a given time.

Remargining
Putting up additional cash or securities after a margin call on a brokerage customer's margin accoun

Rembrandt Market
The foreign market in the Netherlands.

Remit
To pay for purchases by cash, check, or electronic transfer.

Remote Disbursement
Technique that involves writing checks drawn on banks in remote locations so as to maximize disburse

Renewable Term Life Insurance
A policy for a stated period that may be renewed if desired at the end of the term.

Renewal
Placement of a day order identical to one not completed on the previous day.

Rent
Regular payments to an owner for the use of some leased property.

Rent Control
Municipal regulation restricting the amount of rent that a building owner can charge.

Reoffering Yield
In a purchase and sale, the yield to maturity at which an underwriter offers to sell bonds to invest

Reopen An Issue
The Treasury, when it wants to sell additional securities, will occasionally sell more of an existin

Reorganization
Creation of a plan to restructure a debtor's business and restore its financial health.

Reorganization Bond
A bond issued by a company undergoing a reorganization process.

Repatriation
The return from abroad of the financial assets of an organization or individual.

Replacement Cost
Cost to replace a firm's assets.

Replacement Cost Accounting
An accounting method that includes as part of depreciation the difference between the original purch

Replacement Cost Insurance
Insurance that pays out the full amount required to replace damaged property with new property, with

Replacement Cycle
The frequency with which an asset is replaced by an equivalent asset.

Replacement Value
Current cost of replacing the firm's assets.

Replacement-Chain Problem
Idea that future replacement decisions must be taken into account in selecting among projects.

Replicating Portfolio
A portfolio constructed to match an index or benchmark.

Repo
An agreement in which one party sells a security to another party and agrees to repurchase it on a s

Report
Written or oral confirmation that all or part of one's order has been executed, including the price

Reported Earnings
Net income (after deducting preferred dividends) per common share. Fiscal year earnings are adjusted

Reported Factor
The pool factor as reported by the bond buyer for a given amortization period.

Reporting Currency
The currency in which the parent firm prepares its own financial statements; that is, U.S. dollars f

Reproducible Assets
A tangible asset with physical properties that can be matched or duplicated, such as a building or m

Repurchase Agreement
An agreement with a commitment by the seller (dealer) to buy a security back from the purchaser (cus

Repurchase Of Stock
Technique to pay cash to firm's shareholders that provides more preferential tax treatment for share

Required Reserves
The dollar amounts, based on reserve ratios, that banks are required to keep on deposit at a Federal

Required Return
The minimum expected return you would need in order to purchase an asset, that is, to make the inves

Required Yield
Generally referring to bonds; the yield required by the marketplace to match available expected retu

Rescheduled Loans
Bank loans that are usually altered to have longer maturities in order to assist the borrower in mak

Rescind
To cancel a contract because of misrepresentation, fraud, or illegal procedure.

Research And Development (R-D)
Development of new products and services by a company in order to obtain a competitive advantage.

Research Department
The office in an institutional investing organizations that analyzes markets and securities.

Research Portable
Service offered to clients that transmits investment bank research electronically by computers.

Reserve
An accounting entry that properly reflects contingent liabilities.

Reserve Currency
A foreign currency held by a central bank or monetary authority for the purposes of exchange interve

Reserve Ratios
Specified percentages of deposits, established by the Federal Reserve Board, that banks must keep in

Reserve Requirements
The percentage of different types of deposits that member banks are required to hold on deposit at t

Reset Bonds
Bonds that allow the initial interest rates to be adjusted on specific dates in order that the bonds

Reset Frequency
The frequency with which the floating rate changes.

Residential Mortgage
Mortgage on a residential property, tax-deductible for individuals up to $1 million.

Residential Property
Property that consists of homes, apartments, townhouses, and condominiums.

Residual Assets
Assets that remain after sufficient assets are dedicated to meet all senior debtholders' claims in f

Residual Claim
Related

Residual Dividend Approach
An approach that suggests that a firm pay dividends if and only if acceptable investment opportuniti

Residual Method
A method of allocating the purchase price for the acquisition of another firm among the acquired ass

Residual Risk
Related

Residual Value
Usually refers to the value of a lessor's property at the time the lease expires.

Residuals
(1) Part of stock returns not explained by the explanatory variable (the market index return). Resid

Resistance Level
A price level above which it is supposedly difficult for a security or market to rise. Price ceiling

Resolution
A document that records a decision or action by a board of directors, or a bond resolution by a gove