Is the registered person who handles orders in the commodities and futures business. Here, registration is at the National Level.
Found on
http://www.oasismanagement.com/glossary/
A person engaged in the investment banking or securities business who is directly or indirectly controlled by a FINRA member, whether or not this person is registered or exempt from registration with FINRA. Every sole proprietor, partner, officer, director, or branch manager of any FINRA firm.
Found on
https://www.encyclo.co.uk/local/21119
No exact match found.
